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Jose Maria Vergara Gonzalez

Citigroup Global Markets Inc.

Houston, TX

New York, NY

Katy, TX

CRD 4690393

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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-16
  • TX RA
    APPROVED
    Since 2021-09-16

Branch Locations

Citi Private Bank 2700 Post Oak Boulevard, Suite 500, Houston, TX 77056 • United States

Citi Private Bank 388 Greenwich Street, 30Th Floor, New York, NY 10013 • United States

Katy, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc New York NY 09/2014 Present
Previous Registrations
  • 2021-09-16 → 2010-06-30
    Citi Private Alternatives, Llc
    New York, NY
    Houston, TX
    Miami, FL
    Miami, FL
    New York, NY
    Katy, TX
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-18
S63 Uniform Securities Agent State Law Examination 2004-11-30
  • S65 Uniform Investment Adviser Law Examination
    2014-11-18
  • S63 Uniform Securities Agent State Law Examination
    2004-11-30

View on SEC IAPD

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