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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2026-05-08
FL RA APPROVED 2026-05-06
NJ RA APPROVED 2026-05-06
NM RA APPROVED 2026-05-06
OH RA APPROVED 2026-05-06
VT RA APPROVED 2026-05-06
CA RA APPROVED 2026-05-05
CO RA APPROVED 2026-05-05
CT RA APPROVED 2026-05-05
DE RA APPROVED 2026-05-05
ME RA APPROVED 2026-05-05
NH RA APPROVED 2026-05-05
NY RA APPROVED 2026-05-05
NC RA APPROVED 2026-05-05
RI RA APPROVED 2026-05-05
SC RA APPROVED 2026-05-05
TX RA APPROVED 2026-05-05
VA RA APPROVED 2026-05-05
WI RA APPROVED 2026-05-05
MA RA APPROVED 2026-05-01
  • NV RA
    APPROVED
    Since 2026-05-08
  • FL RA
    APPROVED
    Since 2026-05-06
  • NJ RA
    APPROVED
    Since 2026-05-06
  • NM RA
    APPROVED
    Since 2026-05-06
  • OH RA
    APPROVED
    Since 2026-05-06
  • VT RA
    APPROVED
    Since 2026-05-06
  • CA RA
    APPROVED
    Since 2026-05-05
  • CO RA
    APPROVED
    Since 2026-05-05
  • CT RA
    APPROVED
    Since 2026-05-05
  • DE RA
    APPROVED
    Since 2026-05-05
  • ME RA
    APPROVED
    Since 2026-05-05
  • NH RA
    APPROVED
    Since 2026-05-05
  • NY RA
    APPROVED
    Since 2026-05-05
  • NC RA
    APPROVED
    Since 2026-05-05
  • RI RA
    APPROVED
    Since 2026-05-05
  • SC RA
    APPROVED
    Since 2026-05-05
  • TX RA
    APPROVED
    Since 2026-05-05
  • VA RA
    APPROVED
    Since 2026-05-05
  • WI RA
    APPROVED
    Since 2026-05-05
  • MA RA
    APPROVED
    Since 2026-05-01

Branch Locations

54 Central Street 2Nd Floor, Foxborough, MA 02035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, N.A. Boston MA 06/2010 09/2024
Morgan Stanley Smith Barney Llc Boston MA 06/2010 09/2024
Citizens Securities, Inc Westwood MA 09/2024 03/2026
Td Private Client Wealth Foxborough MA 03/2026 Present
Td Private Client Wealth Llc Foxborough MA 03/2026 Present
  • 06/2010 → 09/2024
    Morgan Stanley Private Bank, N.A.
    Boston, MA
  • 06/2010 → 09/2024
    Morgan Stanley Smith Barney Llc
    Boston, MA
  • 09/2024 → 03/2026
    Citizens Securities, Inc
    Westwood, MA
  • 03/2026 → Present
    Td Private Client Wealth
    Foxborough, MA
  • 03/2026 → Present
    Foxborough, MA
Previous Registrations
  • 2010-09-21 → 2024-01-25
    Wellesley, MA
    Boston, MA
    Westborough, MA
    Boston, MA
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-20
S63 Uniform Securities Agent State Law Examination 2003-09-15
  • S66 Uniform Combined State Law Examination
    2026-04-20
  • S63 Uniform Securities Agent State Law Examination
    2003-09-15
Other Names
  • Eric R Maiuri

View on SEC IAPD

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