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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2023-07-21 |
| TX | RA | APPROVED | 2021-01-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brent Reed Consulting | Lake Kiowa | TX | 05/1995 | Present |
| Regal Securities | Lakes Kiowa | TX | 01/2009 | 01/2017 |
| Regal Advisory | Lakes Kiowa | TX | 01/2009 | 01/2017 |
| Dfpg Investments, Inc | Sandy | UT | 01/2017 | 12/2020 |
| Lpl Financial, Llc | Lake Kiowa | TX | 01/2021 | Present |
1) 01/04/2021- Mortgage/Real Estate Services - Lake Kiowa Premiere Real Estate - Investment Related - Lake Kiowa, TX 76240 - Start Date:3/31/18 - 20 Hrs/Mth - 2 Hrs During Trading. 2) 2/2/2021 - Brent Reed Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2015 - 160 Hours Per Month/160 Hours During Securities Trading. 3) 6/24/2021 - Brent Reed Consulting - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 1/1/1998 - 0 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-18 |
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