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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-02-17
  • FL RA
    APPROVED
    Since 2021-02-17

Branch Locations

515 E Las Olas Blvd Fl 7, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbtis Charlotte NC 12/2012 02/2021
Bb&T Bank Fort Lauderdale FL 04/2013 02/2021
Bb&T Securities, Llc Richmond VA 01/2018 02/2021
Truist Investment Services, Inc. Fort Lauderdale FL 02/2021 Present
Truist Advisory Services, Inc. Atlanta GA 02/2021 Present
  • 12/2012 → 02/2021
    Bbtis
    Charlotte, NC
  • 04/2013 → 02/2021
    Bb&T Bank
    Fort Lauderdale, FL
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Richmond, VA
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Fort Lauderdale, FL
  • 02/2021 → Present
    Atlanta, GA
Previous Registrations
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Charlotte, NC
    Fort Lauderdale, FL
    Richmond, VA
  • 2013-03-19 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Fort Lauderdale, FL
Other Businesses

DEBBIE'S DREAM FOUNDATION POSITION: Board Member NATURE: Director INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 07/01/2016 ADDRESS: Two South University Drive, Suite 236, Plantation FL 33324, United States DESCRIPTION: Non-Profit Foundation (501 C 3) for seeking cures and funding for curing stomach cancer.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-02-22
S66 Uniform Combined State Law Examination 2004-07-15
  • S63 Uniform Securities Agent State Law Examination
    2013-02-22
  • S66 Uniform Combined State Law Examination
    2004-07-15
Designations

View on SEC IAPD

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