Bruce Jeffrey Lau

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2007-05-17

NC RA
APPROVED

Since 2007-05-17

Branch Locations

Mooresville, NC • United States

8366 W Franklin St, Mt Pleasant, NC 28124 • United States

Hendersonville, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St. Louis	MO	07/2003	Present

07/2003 → Present

Edward Jones

St. Louis, MO

Other Businesses

INDEPENDENT CONTRACT PILOT AVIATION MT. PLEASNAT, NC 28124 STARTED: 9/23/2005 PILOT 5 HRS WORKED FLY AIRPLANES ON OCCASION American Airlines Type of business: Aviation DFW AIRPORT, TX Start date: 4/15/2013 FIRST OFFICER/PILOT Hours per week: 17 Hours during trading: 6 PILOT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-05-07
S63	Uniform Securities Agent State Law Examination	2003-09-26

S66 Uniform Combined State Law Examination

2007-05-07
S63 Uniform Securities Agent State Law Examination

2003-09-26

Other Names

Bruce Jeffrey Lau

View on SEC IAPD