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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2006-01-05 |
| OH | RA | APPROVED | 2004-02-09 |
Branch Locations
4137 Boardman Canfield Rd, Canfield, OH 44406 • United States
45 E Washington St, Chagrin Falls, OH 44022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Canfield | OH | 02/2001 | Present |
| Bank Of America, Na | Canfield | OH | 07/2010 | Present |
I*: 438182Entity Type: Name of OBA: The Investment & Wealth InstituteAddress: Greewood Village, Colorado 80111Investment Related: nPosition, Title, Association: committeeEmployee Start Date: 01/01/2023No Hours: 12hr/yrNo Hours during trading:12Duties: I volunteer as a Membership Committee Member for the Investment & Wealth Institute formerly IMCA as well as The CPWA Commission which meets via conference call once a quarter to discuss strategic direction, exam statistics and to help IWI shape the CPWA designation.For 2025 I will be the Co-Chair Elect of the CPWA Commission. The commission is a group of about 10 volunteers who helps the Institute shape their strategic direction with regard to this particular designation and they help shape the direction of the CPWA exam. As Co-Chair Elect I will listen in on the pre-call planning sessions and will simply just participate in the Commission. As Chair, the only difference will be that I will need to call the meetings to session and keep the conversation on task with whatever that agenda may be.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-02-06 |
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