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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-11-14 |
Branch Locations
12065 W. Janesville Rd. Suite 200, Hales Corners, WI 53130 • United States
10000 W Innovation Drive Suite 190, Wauwatosa, WI 53226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Milwaukee | WI | 11/2011 | 10/2017 |
| Mml Investors Services, Llc | Milwaukee | WI | 03/2017 | 10/2017 |
| Prudential Insurance Company Of America | Sussex | WI | 10/2017 | Present |
| Pruco Securities, Llc. | Sussex | WI | 10/2017 | 11/2024 |
| Lpl Enterprise, Llc | Hales Corner | WI | 11/2024 | Present |
1) 03/07/2025- Pinnacle Legacy Partners- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)-start date 02/01/2025- 160hrs/mnth-160hrs during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-02-02 |
| S65 | Uniform Investment Adviser Law Examination | 2011-05-07 |
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