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18333 Preston Rd #325P, Dallas, TX 75252 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fierce Green Banana, Llc | Plano | TX | 05/2016 | 10/2017 |
| Equine Holdings, Llc | Southlake | TX | 09/2016 | 04/2017 |
| Evergreen Properties | Gaithersburg | MD | 07/2007 | 05/2019 |
| Transamerica Financial Advisors, Inc. | Dallas | TX | 05/2017 | 12/2017 |
| World Financial Group, Inc. | Dallas | TX | 05/2003 | 12/2017 |
| Parker Prescott Capital Management | Plano | TX | 10/2017 | Present |
| Moneygram International | Frisco | TX | 08/2017 | 11/2021 |
| Rogers Healy And Associates | Dallas | TX | 09/2015 | 01/2020 |
| Angry Pirate Sales | Plano | TX | 10/2018 | Present |
| Bentley Fine Properties | Plano | TX | 01/2020 | Present |
| Ambit Energy | Plano | TX | 10/2020 | 12/2020 |
Bentley Fine Properties Not investment related Real estate sales in Texas Broker/Owner 01/2020 80 hours a month 40 hours a month during trading hours Assist customers with buying and selling homes Angry Pirate Sales Not investment related Amazon Store Owner 10/2018 40 hours a month 0 hours a month during trading hours Selling children's action figure toys online
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-12 |
| S66 | Uniform Combined State Law Examination | 2016-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-29 |
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