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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-21 |
Branch Locations
1415 N Stuart Place Rd Ste C, Harlingen, TX 78552 • United States
Harlingen, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 07/2003 | 04/2023 |
| Ameriprise Financial Services, Llc | Harlingen | TX | 04/2023 | Present |
Board of Directors; The Marine Military Academy Foundation Board; Member; 320 Iwo Jima Blvd, , Harlingen, TX, 78550; Investment-Related; 10/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours / The Valley Baptist Legacy Foundation Board of Directors; Member; 1267 N Stuart Place Road, , Harlingen, TX, 78552; Investment-Related; 10/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-24 |
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