Michael Aaron Waldman

Current Employers

Employment History

• 05/2016 → Present
  Ima, Inc.
  Dallas, TX
• 07/2016 → Present
  Ima Advisory Services
  Wichita, KS

Previous Registrations

• 2003-09-19 → 2016-07-01
  Kestra Investment Services, Llc
  Dallas, TX
  Dallas, TX
• 2016-04-20 → 2016-07-01
  Kestra Advisory Services, Llc
  Dallas, TX

Other Businesses

IMA, Inc. 14221 Dallas Parkway, Suite 700, Dallas, TX 75254. Investment related: No, Nature of business: Insurance broker. Title or Relationship: Partner, EVP of Employee Benefits Division. Start Date 5/01/16. Hrs per month: 50% - 75% (80 - 120 hrs). IMA, Inc. is an affiliate of IMA Advisory Services, Inc. Both are wholly owned subsidiaries of The IMA Financial Group, Inc. NLSTECH LLC, DBA iNplace Organizers, 5932 Melshire Dr. Dallas TX 75230. Investment related: No. Nature of Business: Home Organization business. Position: Spouse's company co-owned by Mr. Waldman, who is not actively involved. Start Date: 1/1/2010 Hrs per month: 0% - 10% (0 - 16 Hrs) Hrs per month during trading Hrs: 0% - 10% (0 - 14 Hrs) Duties: No duties. Price London Park, LP, 4125 Centurion Way # 200, Addison, TX 75001 Investment related: No. Nature of Business: Real Estate - Apartment Units Position, Title or Relationship: Minority Passive Investor Start Date: 11/1/2020 Hrs per month: 0% - 10% (0 - 16 Hrs) Hrs per month during trading Hrs: 0% - 10% (0 - 14 Hrs) Duties: None, just investor Price HWCC, Ltd., 4125 Centurion Way # 200, Addison, TX 75001 Investment related: No. Nature of Business: Real Estate - Apartment Units Position, Title or Relationship: Minority Passive Investor Start Date: 11/1/2020 Hrs per month: 0% - 10% (0 - 16 Hrs) Hrs per month during trading Hrs: 0% - 10% (0 - 14 Hrs) Duties: None, just investor PWHC, LP, 4125 Centurion Way # 200, Addison, TX 75001 Investment related: No. Nature of Business: Real Estate - Apartment Units Position, Title or Relationship: Minority Passive Investor Start Date: 11/1/2020 Hrs per month: 0% - 10% (0 - 16 Hrs) Hrs per month during trading Hrs: 0% - 10% (0 - 14 Hrs) Duties: None, just investor Price Standard at Cityline, LP, 4125 Centurion Way # 200, Addison, TX 75001 Investment related: No. Nature of Business: Real Estate - Apartment Units Position, Title or Relationship: Minority Passive Investor Start Date: 11/1/2020 Hrs per month: 0% - 10% (0 - 16 Hrs) Hrs per month during trading Hrs: 0% - 10% (0 - 14 Hrs) Duties: None, just investor LDG Investment 2014 Trust Agreement, 16400 Dallas Pkwy #310, Dallas, TX 75248. Investment related: No Nature of Business: Life Insurance Trust. Position, Title or Relationship: Trustee Start Date: 2/12/2014 Hrs per month: 0% - 10% (0 - 16 Hrs) Hrs per month during trading Hrs: 0% - 10% (0 - 14 Hrs) Duties: Pay annual life insurance premiums

Exams

• S66 Uniform Combined State Law Examination
  2003-09-17