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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2020-11-06 |
Branch Locations
121 W Paces Ferry Road Nw, Atlanta, GA 30305 • United States
Atlanta, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Synovus Securities, Inc. | Atlanta | GA | 05/2014 | 02/2020 |
| Synovus Bank | Atlanta | GA | 05/2014 | 02/2020 |
| Regions Bank | Atlanta | GA | 03/2020 | Present |
| Cetera Investment Advisers Llc | Atlanta | GA | 11/2020 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 11/2020 | Present |
1. REGIONS BANK, WEALTH ADVISOR, CUSTOMER SERVICE, DEPOSIT ACCOUNTS, LOANS, AND CREDIT CARD APPLICATIONS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-08 |
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