John C Letts

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2002 → Present
  Collegiate Financial Advisors, Inc.
  Downers Grove, IL
• 11/2015 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 11/2015 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2010-05-25 → 2015-11-27
  Monticello Investment Services, Inc.
  Neosho, MO
  Downers Grove, IL

Other Businesses

1.COLLEGIATE FINANCIAL ADVISORS INC, 3450 LAKESHORE DRIVE, OPELIKA, AL, 1/01/2002 AS Independent insurance agent for various independent insurance companies. INV REL -4/WK - 0/TRADING. 2.J LETTS, INC 3450 LAKESHORE DR, OPELIKA, AL, 08/2006, 1/4 partner, RENTAL INCOME, non-investment related, 2 hours weekly, none during trading hours. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 32/TRADING. 11/16/15

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-05-06
• S63 Uniform Securities Agent State Law Examination
  2005-10-11