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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2019-11-15 |
Branch Locations
11951 Freedom Drive Suite 1200, Reston, VA 20190 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Delta Air Lines Inc | Atlanta | GA | 01/1991 | Present |
| Ubs Financial Services Inc | Washington | DC | 07/2011 | 11/2019 |
| Morgan Stanley Smith Barney Llc | Reston | VA | 11/2019 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 12/2019 | Present |
*384878 - Delta Air Lines Inc; Investment related No; Air Transportation; Employee (proprietor, partner, officer, director, employee, trustee, agent); Nov 1991; During business hours: 0+; After business hours: 120
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-05 |
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