Daniel William Loftus

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2004 → 05/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Northbrook, IL
• 06/2017 → 05/2019
  The Vanguard Group, Inc.
  Malvern, PA
• 05/2019 → 03/2020
  Fidelity Investments
  Warrington, PA
• 03/2020 → Present
  Merrill Lynch Pierce Fenner & Smith
  Doylestown, PA
• 02/2022 → Present
  Bank Of America, N.A.
  Doylestown, PA

Previous Registrations

• 2019-07-02 → 2020-03-24
  Fidelity Personal And Workplace Advisors
  Warrington, PA
• 2017-07-26 → 2019-06-13
  Vanguard Advisers, Inc.
  Malvern, PA
• 2004-10-15 → 2017-06-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Pennington, NJ
  Pennington, NJ
  Pennington, NJ
  New York, NY
  Doylestown, PA
  Pennington, NJ
  Pennington, NJ
  New York, NY
  Pennington, NJ
  New York, NY
  Pennington, NJ
  Pennington, NJ
  Northbrook, IL

Other Businesses

I*4399276, Entity Type, Entity Governmental Name of OBA: doylestown township Address: DoylestownPennsylvania18901 Investment Related: No Position, Title, Association: Committee Employee Start Date:06/01/2026 No Hours: 1 monthly No Hours during trading: 0 Duties:One hour per month meeting, Bike and Hike Committee for Township

Exams

• S66 Uniform Combined State Law Examination
  2004-10-14
• S63 Uniform Securities Agent State Law Examination
  2003-09-23

Other Names

• Daniel William Loftus
• Daniel Loftus