Zachary Elinich

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 11/2016
  Wells Fargo Advisors, Llc
  Jenkintown, PA
• 11/2016 → 08/2020
  Wells Fargo Clearing Services, Llc
  Jenkintown, PA
• 08/2020 → Present
  Principal Life Insurance Company
  Orefield, PA
• 09/2020 → Present
  Principal Securities, Inc.
  Orefield, PA

Previous Registrations

• 2015-09-25 → 2018-01-19
  Wells Fargo Clearing Services, Llc
  Jenkintown, PA
  Abington, PA
  Jenkintown, PA
• 2011-08-15 → 2012-07-11
  Wells Fargo Clearing Services, Llc
  Honolulu, HI
• 2009-06-01 → 2011-04-21
  Morgan Stanley
  Honolulu, HI
• 2008-07-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Honolulu, HI
• 2007-06-25 → 2008-06-03
  Lincoln Financial Distributors, Inc.
  Radnor, PA
• 2007-04-09 → 2007-05-03
  Ubs Financial Services Inc.
  Philadelphia, PA

Exams

• S66 Uniform Combined State Law Examination
  2015-09-25
• S63 Uniform Securities Agent State Law Examination
  2003-09-29

Other Names

• Zach Elinich