Beth Griffith

CRD 4687973

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Employer firm

William Blair CRD 1252

$64.3B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers
EQUITY RESEARCH SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

William Blair

150 North Riverside Plaza, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2017-09-22
IL	RA	APPROVED	2017-09-14

MA RA
APPROVED

Since 2017-09-22
IL RA
APPROVED

Since 2017-09-14

Branch Locations

The William Blair Building 150 North Riverside, Chicago, IL 60606-1594 • UNITED STATES

125 High Street Oliver Street Tower Suite 1901, Boston, MA 02110 • United States

150 North Riverside Plaza, Chicago, IL 60606 • United States

Sudbury, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Boston	MA	08/2005	05/2017
William Blair	Chicago	IL	05/2017	Present

08/2005 → 05/2017

Ubs Financial Services

Boston, MA
05/2017 → Present

William Blair

Chicago, IL

Previous Registrations

2005-04-06 → 2005-09-01

Rbc Capital Markets, Llc

Boston, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-04-05
S63	Uniform Securities Agent State Law Examination	2003-09-26

S65 Uniform Investment Adviser Law Examination

2005-04-05
S63 Uniform Securities Agent State Law Examination

2003-09-26

Designations

Certified Financial Planner

Other Names

Beth A Pollock
Beth Anne Pollock
Beth A. Pollock
Beth Anne Griffith
Beth Pollock

View on SEC IAPD

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