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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-03-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2002 | 04/2017 |
| Northwestern Mutual Investment Services, Llc | Princeton | NJ | 08/2003 | 04/2017 |
| Northwestern Mutual Investment Services, Llc | Princeton | NJ | 03/2006 | 04/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2010 | 04/2017 |
| Commonwealth Financial Network | Waltham | MA | 04/2017 | 12/2018 |
| Ten22 Private Wealth, P.C. | Princeton | NJ | 04/2017 | Present |
| Commonwealth Financial Network | Waltham | MA | 01/2019 | 03/2026 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2026 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-17 |
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