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Current Employers
Capital Cities Investments

426 East New York Street, Indianapolis, IN 46202 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2005-05-06
  • VA RA
    APPROVED
    Since 2005-05-06

Branch Locations

8100 Three Chopt Rd. Suite 104, Richmond, VA 23229 • United States

426 East New York Street, Indianapolis, IN 46202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Triad Advisors, Llc Norcross GA 03/2005 11/2023
Capital Cities Investments, Inc. Richmond VA 05/2005 Present
Silver Oak Securities, Inc. Jackson TN 11/2023 Present
  • 03/2005 → 11/2023
    Triad Advisors, Llc
    Norcross, GA
  • 05/2005 → Present
    Capital Cities Investments, Inc.
    Richmond, VA
  • 11/2023 → Present
    Silver Oak Securities, Inc.
    Jackson, TN
Other Businesses

1) "Capital Cities Investments, Ltd.",Is Investment Related,"8100 Three Chopt Rd, Suite 104, Richmond, VA, 23229, United States",S-corp established for liabilityprotection,President,2007-06-01,1 hours per month,0 hours per month during trading hours,No Compensation Compensation,"CAPITAL CITIES INVESTMENTS LTD;INVESTMENT RELATED; 6720 PATTERSON AVE. RICHMOND, VA 23226; S-CORP EST. FOR LIABILITY PROTECTION; PRESIDENT; 2009; <1 HR/MONTH; NONE/DAY; NOCOMPENSATION; ADMINISTRATIVE DUTIES REQUIRED TO MAINTAIN S-CORP WITH THE STATE OF VA." 2) Thomas Pusser Insurance,Is Not Investment Related,"8100 ThreeChopt Rd, Suite 104, Richmond, VA, 23229, United States","RESEARCH, PROPOSE AND SELL LIFE AND LTC INSURANCE AS PART OF CLIENTS FINANCIAL PLAN",Sales andService,2003-06-16,20 hours per month,0 hours per month during trading hours,Commission Compensation,"APPOINTMENT WITH MULTIPLE INSURANCE CARRIERS;NON- INVESTMENT RELATED; 6720 PATTERSON AVE. RICHMOND, VA 23226; LTC AND LIFE INSURANCE; AGENT; 7/2003; 20-30 HRS/MONTH; 1-1.5 HRS/DAY;COMPENSATION-COMMISSIONS; RESEARCH, PROPOSE AND SELL LIFE AND LTC INSURANCE AS PART OF CLIENTS FINANCIAL PLAN." 3) Capital Cities Investments,IsInvestment Related,"8100 Three Chopt Road, Suite 104, Richmond, VA, 23229, United States",Independent RIA,IAR,2005-03-11,5 hours per month,1 hours per monthduring trading hours,Fee Based Compensation,IAR of an independent RIA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-03-11
S63 Uniform Securities Agent State Law Examination 2003-11-13
  • S65 Uniform Investment Adviser Law Examination
    2005-03-11
  • S63 Uniform Securities Agent State Law Examination
    2003-11-13
Other Names
  • Tommy Pusser
  • Thomas L Passer
  • Thomas L Pusser

View on SEC IAPD

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