Best Investors
Account
Sign in
426 East New York Street, Indianapolis, IN 46202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2005-05-06 |
Branch Locations
8100 Three Chopt Rd. Suite 104, Richmond, VA 23229 • United States
426 East New York Street, Indianapolis, IN 46202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors, Llc | Norcross | GA | 03/2005 | 11/2023 |
| Capital Cities Investments, Inc. | Richmond | VA | 05/2005 | Present |
| Silver Oak Securities, Inc. | Jackson | TN | 11/2023 | Present |
1) "Capital Cities Investments, Ltd.",Is Investment Related,"8100 Three Chopt Rd, Suite 104, Richmond, VA, 23229, United States",S-corp established for liabilityprotection,President,2007-06-01,1 hours per month,0 hours per month during trading hours,No Compensation Compensation,"CAPITAL CITIES INVESTMENTS LTD;INVESTMENT RELATED; 6720 PATTERSON AVE. RICHMOND, VA 23226; S-CORP EST. FOR LIABILITY PROTECTION; PRESIDENT; 2009; <1 HR/MONTH; NONE/DAY; NOCOMPENSATION; ADMINISTRATIVE DUTIES REQUIRED TO MAINTAIN S-CORP WITH THE STATE OF VA." 2) Thomas Pusser Insurance,Is Not Investment Related,"8100 ThreeChopt Rd, Suite 104, Richmond, VA, 23229, United States","RESEARCH, PROPOSE AND SELL LIFE AND LTC INSURANCE AS PART OF CLIENTS FINANCIAL PLAN",Sales andService,2003-06-16,20 hours per month,0 hours per month during trading hours,Commission Compensation,"APPOINTMENT WITH MULTIPLE INSURANCE CARRIERS;NON- INVESTMENT RELATED; 6720 PATTERSON AVE. RICHMOND, VA 23226; LTC AND LIFE INSURANCE; AGENT; 7/2003; 20-30 HRS/MONTH; 1-1.5 HRS/DAY;COMPENSATION-COMMISSIONS; RESEARCH, PROPOSE AND SELL LIFE AND LTC INSURANCE AS PART OF CLIENTS FINANCIAL PLAN." 3) Capital Cities Investments,IsInvestment Related,"8100 Three Chopt Road, Suite 104, Richmond, VA, 23229, United States",Independent RIA,IAR,2005-03-11,5 hours per month,1 hours per monthduring trading hours,Fee Based Compensation,IAR of an independent RIA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 2003-11-13 |
Reach out to this advisor