Kelly Thomas Brothers

Current Employers

Employment History

• 01/2007 → 01/2021
  Genovese Forman Burford & Brothers Financial And Insurance Svcs.
  Sacramento, CA
• 01/2007 → 01/2021
  Royal Alliance Associates, Inc.
  New York, NY
• 01/2007 → 01/2021
  Genovese Burford & Brothers Wealth And Retirement Plan Mgmt, Inc
  Sacramento, CA
• 04/2012 → 01/2021
  Genovese Burford & Brothers Wealth And Retirement Plan Mgmt, Llc
  Sacramento, CA
• 01/2021 → Present
  Capfinancial Partners, Llc. (Captrust)
  Raleigh, NC
• 01/2021 → Present
  Capfinancial Securities Llc
  Raleigh, NC

Previous Registrations

• 2007-01-09 → 2021-03-31
  Genovese Burford & Brothers Wealth And Retirement Plan Mgmt, Llc
  Sacramento, CA
• 2016-01-26 → 2017-06-21
  Osaic Wealth, Inc.
  Sacramento, CA
  Sacramento, CA
• 2003-12-01 → 2007-01-18
  Citigroup Global Markets Inc.
  Sacramento, CA
  Sacramento, CA

Other Businesses

1) Name: KFBK News Radio, iHeart Radio, Investment-Related: No., Address: 1545 River Park Dr. Sacramento, CA, Nature: radio station, Position/Title: business news reporter, Start: 08/07/2007, Hours/Month: 20, Hours during Market Hours: 20, Duties: cover general market conditions and local business news DURING :60-:90 second spots 2) Name: KCRA TV, Investment-Related: No., Address: 3 Television Circle Sacramento, CA, Nature: television station, Position/Title: business news reporter, Start: 08/07/2007, Hours/Month: 8, Hours during Market Hours: 8, Duties: produce content encompassing business news and market updates 3) Name: Kelly Brothers Media, Investment-Related: No., Address: Private residence, Nature: voice talent, Position/Title: Sole Proprietor, Owner, Start: 12/01/2003, Hours/Month: 4, Hours during Market Hours: 4, Duties: act as a spokesperson for local companies, voicing commercials for tv/radio 4) Name: GBB Investment Properties LLC, Investment-Related: No., Address: 740 University Sacramento, CA, Nature: holds commercial real estate, Position/Title: Managing Member and Partner, Start: 07/18/2019, Hours/Month: 1 Hours during Market Hours: 1, Duties: manage entity, primary tenant is office of CAPTRUST 5) Name: Jesuit High School, Investment-Related: No., Address: 1200 Jacob Lane Carmichael, CA, Nature: High School, Position/Title: volunteer, Board Director, Start: 07/01/2020, Hours/Month: 8, Hours during Market Hours: 0, Duties: Marketing/Communications Committee 6) Name: Sacramento Catholic Diocese, Investment-Related: No., Address: Pastoral Center 2110 Broadway Sacramento, CA, Nature: High School, Position/Title: volunteer, Start: 01/01/2020, Hours/Month: 2, Hours during Market Hours: 2, Duties: member of the Investment Committee, overseeing investment allocation for multiple accounts for the Diocese. 7) Name: Golden Empire Council - BSA, Investment-Related: No., Address: 251 Commerce Cir Sacramento, CA, Nature: Non-Profit, Position/Title: volunteer, Director, Start: 01/02/2012, Hours/Month: 10, Hours during Market Hours: 2, Duties: serve on the Executive Board which oversees all Boy Scout activities in Northern California.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-11-25
• S63 Uniform Securities Agent State Law Examination
  2003-10-29

Designations