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James Andrew Waggett

F L Putnam Investment Management Co.

Needham, MA

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Current Employers
F L Putnam Investment Management Co.

6 Kimball Lane, Lynnfield, MA 01940 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2025-08-05
NH RA APPROVED 2025-08-05
VA RA APPROVED 2025-08-05
MA RA APPROVED 2022-05-10
  • ME RA
    APPROVED
    Since 2025-08-05
  • NH RA
    APPROVED
    Since 2025-08-05
  • VA RA
    APPROVED
    Since 2025-08-05
  • MA RA
    APPROVED
    Since 2022-05-10

Branch Locations

250 1St Avenue Suite 301, Needham, MA 02494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank N.A. Boston MA 08/2016 09/2019
Td Private Client Wealth Llc Boston MA 08/2016 09/2019
Unemployed Wellesley MA 09/2019 06/2020
Thrivent Investment Management Inc Dedham MA 06/2020 08/2020
Thrivent Financial Dedham MA 08/2020 08/2020
Equitable Advisors, Llc Wellesley MA 09/2020 02/2022
F. L. Putnam Investment Management Co. Needham MA 03/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-03
S63 Uniform Securities Agent State Law Examination 2013-02-20
  • S65 Uniform Investment Adviser Law Examination
    2020-08-03
  • S63 Uniform Securities Agent State Law Examination
    2013-02-20
Designations
Other Names
  • James Andrew Waggett
  • James Waggett
  • Jim Waggett

View on SEC IAPD

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INTEGRATED WEALTH CONCEPTS LLC
DARROW WEALTH MANAGEMENT
FREEMAN FINANCIAL LLC

Other Investors

MARC ALAN FANDETTI
BRENDAN KEVIN HAYES
SCOTT EVERETT WILSON
William Kurtz O'Connor
MICHELE CHRISTINE CROPLEY
Leonid Berline
Andrew Rudolph Haff
Michael Richard Bradley

Other Offices

ARMSTRONG ADVISORY GROUP INC. · NEEDHAM, MA
OSAIC WEALTH, INC. · NEEDHAM HEIGHTS, MA
GOODMAN ADVISORY GROUP, LLC · NEEDHAM, MA
PARK AVENUE SECURITIES LLC · NEEDHAM, MA
OSAIC WEALTH, INC. · NEEDHAM HEIGHTS, MA
M HOLDINGS SECURITIES, INC. · NEEDHAM, MA
INTEGRATED WEALTH CONCEPTS LLC · Needham, MA
DARROW WEALTH MANAGEMENT · NEEDHAM, MA

More in Needham, MA

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