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Raymond Michael Esparza

State Farm Investment Management Corp.

Yorba Linda, CA

CRD 4687479

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-12-26
  • CA RA
    APPROVED
    Since 2018-12-26

Branch Locations

Yorba Linda, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Yorba Linda CA 03/2013 Present
State Farm Insurance Yorba Linda CA 03/2013 Present
State Farm Investment Management Corp. Yorba Linda CA 08/2018 Present
  • 03/2013 → Present
    State Farm Vp Management Corp
    Yorba Linda, CA
  • 03/2013 → Present
    State Farm Insurance
    Yorba Linda, CA
  • 08/2018 → Present
    State Farm Investment Management Corp.
    Yorba Linda, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-26
S63 Uniform Securities Agent State Law Examination 2003-09-05
  • S65 Uniform Investment Adviser Law Examination
    2018-12-26
  • S63 Uniform Securities Agent State Law Examination
    2003-09-05
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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