Cara Michelle Paynter

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Newport Beach, CA
• 11/2016 → 10/2022
  Wells Fargo Clearing Services, Llc
  Newport Beach, CA
• 10/2022 → Present
  Morgan Stanley Smith Barney Llc
  Laguna Niguel, CA
• 11/2022 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2011-01-03 → 2022-10-13
  Wells Fargo Clearing Services, Llc
  Irvine, CA
  Corona Del Mar, CA
  Newport Beach, CA
  Newport Beach, CA
  Lake Forest, CA
  Irvine, CA
  Mission Viejo, CA
• 2010-04-14 → 2011-01-03
  Wells Fargo Investments, Llc
  Newport Beach, CA
  Corona Del Mar, CA
  Newport Beach, CA
• 2004-08-04 → 2006-05-05
  Wells Fargo Investments, Llc
  Newport Beach, CA
• 2004-05-04 → 2004-06-24
  Banc Of America Investment Services, Inc.
  Riverside, CA

Exams

• S66 Uniform Combined State Law Examination
  2004-05-03

Other Names

• Cara M. Paynter