Nelson Lee Tan

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2003 → Present
  Wfgia
  Fremont, CA
• 04/2001 → Present
  Nelson Tan (Rental Property)
  Aliso Viejo, CA
• 02/2011 → Present
  Nelson Tan (Software Developer)
  San Bruno, CA
• 02/2011 → Present
  Nelson Tan Martial Art Coach
  San Bruno, CA
• 01/2012 → Present
  Transamerica Financial Advisors, Inc
  Fremont, CA
• 09/2014 → Present
  Triune Infomatics, Inc
  Fremont, CA
• 02/2024 → Present
  Wealthwave
  Fremont, CA

Previous Registrations

• 2011-04-26 → 2012-01-06
  Investment Advisors International, Inc.
  Mountain View, CA
  Sunnyvale, CA

Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. TRIUNE INFOMATICS, INC.; NOT INVESTMENT RELATED; 3904 KINGLET TERRACE, FREMONT CA 94555; PROVIDER OF STAFF AUGMENTATION SOLUTIONS FOR TECHNOLOGY PROJECTS; SOFTWARE DEVELOPER; 9/2014; 160 HRS/MONTH; PERFORM SOFTWARE DEVELOPMENT, CONSULTING, AND PROJECT MANAGEMENT Nelson Tan Rental Property; Investment Related/ Yes; PO Box 609 San Bruno, CA 94066; Real Estate; Owner; 4/2001; Monthly hours 2; hours during securities trading 0; owner of Real Estate - respond to tenant or rental issues. Buy/sell property for rental Nelson Tan Software Developer; Investment Related/No; PO Box 609 San Bruno, CA 94066; Software Development and Consulting; 2/2011; Monthly hours 1; Hours during securities trading 0; Software development or consulting on software issues that the client might request to be build, modified, or have feedback on Nelson Tan Martial Arts Coach; Investment Related/No; PO Box 609 San Bruno, CA 94066; Teacher; 2/2011; Monthly hours 1; hours during securities trading 0; Teach Martial Arts WEALTHWAVE POSITION: NA NATURE: Marketing INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 02/26/2024 ADDRESS: 39210 State St Ste 211, Fremont CA 94538, United States DESCRIPTION: WFG Co-Brand

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-12-27
• S63 Uniform Securities Agent State Law Examination
  2004-03-05