Arthur Vale

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2000 → 09/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 06/2011 → 09/2020
  Bank Of America, N.A.
  New York, NY
• 09/2020 → Present
  Morgan Stanley Smith Barney Llc
  New York, NY
• 09/2020 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2004-06-28 → 2020-09-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  New York, NY
  Delray Beach, FL

Other Businesses

* 416372 - Trust; Investment related Yes; HoHokus, NJ; July 2019; During business hours: 0; After business hours: 0. *659404- Rental Property; Investment related: Yes; Delray Beach, Florida; Real Estate; renting my house (proprietor, partner, officer, director, employee, trustee, agent); 09/2025; During business hours: 0; After business hours: 0; Administrative

Exams

• S66 Uniform Combined State Law Examination
  2004-06-25

Designations

• Certified Financial Planner

Other Names

• Arthur Volozhinets