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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-01-01
IL RA APPROVED 2022-09-23
TX RA APPROVED_RES 2010-01-28
  • MI RA
    APPROVED
    Since 2025-01-01
  • IL RA
    APPROVED
    Since 2022-09-23
  • TX RA
    APPROVED_RES
    Since 2010-01-28

Branch Locations

8020 N 32Nd St, Richland, MI 49083-9650 • United States

928 W Columbia Ave Ste C, Battle Creek, MI 49015-3057 • United States

3351 Eagle Run Dr Ne Ste C, Grand Rapids, MI 49525 • United States

7130 S Westnedge Ave, Portage, MI 49002-4209 • United States

132 N Old Woodward Ave, Birmingham, MI 48009-3371 • United States

Richland, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Portage MI 09/2005 03/2020
Ameriprise Financial Services, Llc Portage MI 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 9244 W. Gull Lake Dr., , Richland, MI, 49083; Not Investment-Related; 10/01/2008 / Commercial; 9244 W. Gull Lake Dr., , Richland, MI, 49083; Investment-Related; 12/13/2011 / Commercial; 9244 W. Gull Lake Dr., , Richland, MI, 49083; Not Investment-Related; 06/24/2015 / Commercial; 325 N Center, , Northville, MI, 48167; Not Investment-Related; 01/30/2026. Business Ownership; Amplify Marketing Consultants LLC; supervision and client service; Consulting; 7130 S Westnedge Ave, Suite B, , Portage, MI, 49002; Not Investment-Related; 09/30/2016; 10 to 19 hours per month; 1 to 9 during trading hours / OKL LLC; payroll processing and other forms related to business ownership.; Employee leasing company; 7130 S. Westnedge Ave., , Portage, MI, 49002; Not Investment-Related; 09/21/2012; 1 to 9 hours per month; 1 to 9 during trading hours / Legacy Building III, LLC; property management; Real estate holding company; 8720 gull rd, , richland, MI, 49083; Not Investment-Related; 12/19/2022; 0 hours per month; 0 during trading hours / Noteworthy Invitations LLC; I am the owner and set make some of the larger business decisions like location, large equipment purchasing, marketing and business planning.; RETAIL; 9244 W. Gull Lake Dr., , Richland, MI, 49083; Not Investment-Related; 07/18/2018; 10 to 19 hours per month; 1 to 9 during trading hours / Sportman's Riverview Run LLC; Property owner; Hunting property for family use; 9244 W. Gull Lake Dr., , Richland, MI, 49083; Not Investment-Related; 09/08/2020; 0 hours per month; 0 during trading hours / Legacy Building LLC; Owner; Business entity for housing real estate; 9244 W. Gull Lake Dr., , Richland, MI, 49083; Not Investment-Related; 12/13/2011; 1 to 9 hours per month; 10 to 19 during trading hours / Legacy Building II, LLC; Owner; real estate holding entity; 9244 W. Gull Lake Dr., , Richland, MI, 49083; Not Investment-Related; 06/24/2015; 0 hours per month; 0 during trading hours / Legacy Offices, LLC; Owner; Entity used when we lease office space for our use; 9244 W. Gull Lake Dr., , Richland, MI, 49083; Not Investment-Related; 08/02/2021; 0 hours per month; 0 during trading hours / Legacy Building 8801 N 32ND LLC; Owner; Real estate holding company; 8801 N 32nd St, , Richland, MI, 49083; Not Investment-Related; 10/30/2025; 0 hours per month; 0 during trading hours / Legacy Building 8563 N 32ND LLC; Owner; Real estate holding company; 8563 N 32ND St, , Richland, MI, 49083; Not Investment-Related; 10/30/2025; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-10-04
S63 Uniform Securities Agent State Law Examination 2003-10-09
  • S65 Uniform Investment Adviser Law Examination
    2010-10-04
  • S63 Uniform Securities Agent State Law Examination
    2003-10-09

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