John David Hampton

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2005 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Corpus Christi, TX
• 06/2011 → Present
  Bank Of America,N.A.
  Corpus Christi, TX

Previous Registrations

• 2003-10-27 → 2005-08-16
  Wells Fargo Investments, Llc
  Corpus Christi, TX

Other Businesses

I*110165 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FIRST BAPTIST CHURCH CORPUS CHRISTI INVESTMENT RELATED: N ADDRESS OF BUSINESS: CORPUS CHRISTI, TEXAS 78404 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 11/2/2017 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FISCAL COMMITTEE MEMBER FOR THE CHURCH WITH 3 YEAR TERM I*118691 For profit or not for profit: For-Profit Organization Name of outside business organization: H & N Farms, LLC Investment related: Y Address of business: Hopkinsville, Kentucky 42240 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 11/1/2018 Number of hours devoted: 5 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Creating Family LLC to hold family farming real estate, cattle, and farming equipment. I*1832308, Entity Type Entity Charitable, Name of OBA: Koinonia Homes, Inc Address: Corpus Christi, Texas, 78404 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 07/01/2024 No Hours: 1 monthly No Hours during trading: 0 Duties:Koinonia Homes is a 501(c)(3) Non-Profit that offers a religious mission with programs designed to provide Christian retirement homes for senior citizens, emphasizing their spiritual needs and values. I would serve as a board member for the Non-Profit.

Exams

• S66 Uniform Combined State Law Examination
  2003-10-20

Other Names

• John D Hampton
• John David Hampton, Cfp