Stephen Charles Becker

Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2005-02-14

OH RA
APPROVED

Since 2005-02-14

Branch Locations

309 North Leavitt Road, Amherst, OH 44001 • United States

559 Broadway, Lorain, OH 44052 • United States

2211 Hayes Avenue, Sandusky, OH 44870 • United States

Westerville, OH • United States

Lakewood, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Securities	Cleveland	OH	05/2003	Present

05/2003 → Present

Fifth Third Securities

Cleveland, OH

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2004-08-27

S63 Uniform Securities Agent State Law Examination

2004-08-27

View on SEC IAPD