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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2016-02-02 |
| TX | RA | APPROVED_RES | 2013-03-28 |
| CA | RA | APPROVED | 2006-03-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Roseville | CA | 03/2006 | Present |
| Bank Of America, N.A. | Roseville | CA | 01/2017 | Present |
I*126913 For profit or not for profit: For-Profit Organization Name of outside business organization: Orlando Bros. Inc. Investment related: N Address of business: Yuba City, California 95993 Nature of business: Family Business, Position, title, association: Other, Occasionally provide admin help. Start date of relationship: 10/14/2019 Number of hours devoted: 12 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Orlando Bros. Inc. is my father's farm and commercial dehydrating business. My parents want to do more travelling. He has asked me to become a check signer on the business accounts at UMPQUA so I can provide minor assistance with bill payment etc. I*2037273, Entity Type Fiduciary , Name of OBA: DO Address: Yuba City, California, 95993 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: 08-Oct-2024 No Hours: 1 Yearly No Hours during trading: 1 Yearly Duties: I*2036288, Entity Type Fiduciary , Name of OBA: GAO Address: Yuba City, California, 95993 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: 08-Oct-2024 No Hours: 1 Yearly No Hours during trading: 1 Yearly Duties: I*2036290, Entity Type, Name of OBA: The D&G O 2013 Trust Address: Yuba City, California, 95993 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: 08-Oct-2024 No Hours: 1 Yearly No Hours during trading: 1 Yearly Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-26 |
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