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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2016-02-02
TX RA APPROVED_RES 2013-03-28
CA RA APPROVED 2006-03-29
  • NV RA
    APPROVED
    Since 2016-02-02
  • TX RA
    APPROVED_RES
    Since 2013-03-28
  • CA RA
    APPROVED
    Since 2006-03-29

Branch Locations

2998 Douglas Blvd, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Roseville CA 03/2006 Present
Bank Of America, N.A. Roseville CA 01/2017 Present
Previous Registrations
Other Businesses

I*126913 For profit or not for profit: For-Profit Organization Name of outside business organization: Orlando Bros. Inc. Investment related: N Address of business: Yuba City, California 95993 Nature of business: Family Business, Position, title, association: Other, Occasionally provide admin help. Start date of relationship: 10/14/2019 Number of hours devoted: 12 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Orlando Bros. Inc. is my father's farm and commercial dehydrating business. My parents want to do more travelling. He has asked me to become a check signer on the business accounts at UMPQUA so I can provide minor assistance with bill payment etc. I*2037273, Entity Type Fiduciary , Name of OBA: DO Address: Yuba City, California, 95993 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: 08-Oct-2024 No Hours: 1 Yearly No Hours during trading: 1 Yearly Duties: I*2036288, Entity Type Fiduciary , Name of OBA: GAO Address: Yuba City, California, 95993 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: 08-Oct-2024 No Hours: 1 Yearly No Hours during trading: 1 Yearly Duties: I*2036290, Entity Type, Name of OBA: The D&G O 2013 Trust Address: Yuba City, California, 95993 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: 08-Oct-2024 No Hours: 1 Yearly No Hours during trading: 1 Yearly Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-26
  • S66 Uniform Combined State Law Examination
    2003-09-26
Other Names
  • Andrea M Orlando

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