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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-12-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Wichita Falls | TX | 10/1999 | 05/2018 |
| Wells Fargo Advisors Llc | Wichita Falls | TX | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Wichita Falls | TX | 11/2016 | 05/2018 |
| Morgan Stanley | Wichita Falls | TX | 05/2018 | 11/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Frisco | TX | 11/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-16 |
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