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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-05-01
MI RA APPROVED 2010-09-17
  • TX RA
    APPROVED_RES
    Since 2019-05-01
  • MI RA
    APPROVED
    Since 2010-09-17

Branch Locations

20700 Civic Center Dr Ste 160, Southfield, MI 48076 • United States

Brighton, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Southfield MI 09/2005 03/2020
Ameriprise Financial Services, Llc Southfield MI 03/2020 Present
Other Businesses

Outside Employment; Bryant Management LTD; AFA Meet with clients Perform Transactions Financial Planning; Manage advisory business; 20700 Civic Center Drive, Suite 160, Southfield, MI, 48076; Investment-Related; 03/08/2004; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-28
S63 Uniform Securities Agent State Law Examination 2003-09-04
  • S66 Uniform Combined State Law Examination
    2010-07-28
  • S63 Uniform Securities Agent State Law Examination
    2003-09-04

View on SEC IAPD

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