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6210 Ardrey Kell Road Ste 300, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-16 |
Branch Locations
6210 Ardrey Kell Road Ste 300, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bny Mellon | Boston | MA | 07/2015 | 03/2017 |
| Symmetry Partners, Llc | Glastonbury | CT | 10/2017 | 06/2021 |
| Unemployed | Austin | TX | 04/2017 | 09/2017 |
| Northern Lights Distributors, Llc | Omaha | NE | 12/2017 | 03/2018 |
| Foreside Financial Services, Llc | Austin | TX | 08/2018 | 06/2021 |
| Horizon Investments Llc | Pflugerville | TX | 06/2021 | Present |
| Quasar Distributors, Llc | Pflugerville | TX | 07/2021 | Present |
1) Horizon Investments; Investment related; Consultant - promote models and funds to financial advisors; Pflugerville; TX; June 7, 2021;Regional Director; Promote the Funds to intermediaries as a Wholesaler and utilize pre-approved marketing material for promotional use; 40 hrs/wk 160 hrs/month 2)Rental Property; Non-Investment Related; Austin, TX; Rental Unit; Landlord; Start Date 6/1/2024; 0 Hrs Per Month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-05 |
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