Nicole Rae Shilhanek

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2003 → 11/2017
  Investment Centers Of America
  Aberdeen, SD
• 11/2017 → Present
  Lpl Financial, Llc
  Aberdeen, SD

Previous Registrations

• 2016-04-04 → 2017-11-29
  Investment Centers Of America, Inc.
  Aberdeen, SD
  Aberdeen, SD

Other Businesses

1. 02/14/2018 - Investment Center Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 02/26/2018 - 1 Hours Per Month/1 During Securities Trading. 2. 12/29/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary Public - Started 07/20/2021 - 1 Hour Per Month During Securities Trading - South Dakota Notary. 3. 01/05/2024 - Investment Center Advisors LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 0 Hours Per Month/ During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-04-01
• S63 Uniform Securities Agent State Law Examination
  2004-10-01

Other Names

• Nicole Rae Schweigert
• Nicole Rae Schweigert