Matthew Alan Keen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2018 → 07/2021
  Jp Morgan Chase Bank, N.A.
  Fox Point, WI
• 10/2013 → 11/2018
  Jp Morgan Chase Bank
  Oak Creek, WI
• 07/2021 → 01/2022
  Unemployed
  Franklin, WI
• 01/2022 → 04/2022
  Generac
  Pewaukee, WI
• 04/2022 → 06/2022
  Unemployed
  Franklin, WI
• 07/2022 → Present
  Lpl Financial, Llc
  Big Bend, WI

Previous Registrations

• 2019-02-11 → 2021-08-03
  J.P. Morgan Securities Llc
  Wauwatosa, WI
  Milwaukee, WI
  Glendale, WI
  Fox Point, WI

Other Businesses

1. 07/17/2023 - Ash Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 06/19/2023 - 20 Hours Per Month/ 1 Hour During Trading 2.12/05/2023 - Citizens Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 12/2/2023 - 240 Hrs/Mo During Trading Hours.

Exams

• S66 Uniform Combined State Law Examination
  2019-02-04
• S63 Uniform Securities Agent State Law Examination
  2003-09-29

Other Names

• Matt Keen
• Matthew Alan Keen
• Matthew A Keen