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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Lewisville | TX | 03/2013 | 03/2018 |
| Tiaa | Lewisville | TX | 03/2013 | 03/2018 |
| Td Ameritrade | Southlake | TX | 04/2018 | 01/2022 |
| The Vanguard Group, Inc. | Malvern | PA | 01/2022 | 05/2022 |
| Sov Premier Logistics, Llc | Mesquite | TX | 07/2013 | Present |
| The Vanguard Group, Inc. | Plano | TX | 05/2022 | 05/2023 |
| Charles Schwab & Co. Inc. | Westlake | TX | 06/2023 | Present |
| Schwab Wealth Advisory Inc. | Westlake | TX | 06/2023 | Present |
1) Transportation Trucking company | Investment Related:No|Transport/Storage - Materials|Co-Owner|7/1/2013|Less than 20|0|Co-owner of trucking company. My participation is minimal, less than 2 hours per month, 2) Mesquite Housing Authority | Investment Related:No|1616 N Galloway Ave|Mesquite|TX|75149|United States|Nonprofit Charitable Organizations|Board Member|6/1/2022|Less than 20|0|Board member for city of Mesquite Housing Authority. Participate in appeals process for Housing recipients. , 3) Gray Areas, LLC | Investment Related:No|Real Estate (Non-Agent/Broker)|Owner/Landlord|4/1/2025|Less than 20|0|Owner/Single Member
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-03-04 |
| S66 | Uniform Combined State Law Examination | 2012-10-12 |
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