Charles Lee

Current Employers

Employment History

• 07/2009 → Present
  Bankers Life And Casualty
  Old Lyme, CT
• 05/2016 → Present
  Bankers Life Securities, Inc.
  Old Lyme, CT
• 11/2016 → Present
  Bankers Life Advisory Services,Inc
  Old Lyme, CT

Previous Registrations

• 2010-06-30 → 2016-05-27
  Concourse Financial Group Securities, Inc.
  Farmington, CT
  Birmingham, AL
• 2005-07-25 → 2008-07-02
  Banc Of America Investment Services, Inc.
  Manchester, CT
  Manchester, CT
  Somers, CT
  South Windsor, CT
  West Hartford, CT
  South Windsor, CT
  Stafford Springs, CT
  Storrs, CT
• 2003-10-09 → 2005-06-20
  Morgan Stanley Dw Inc.
  Hartford, CT

Other Businesses

BANKERS LIFE & CASUALTY POSITION: Agent, INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 07/29/2009 ADDRESS: 195 Scott Swamp Rd., Old Lyme, CT 06032, United States DESCRIPTION: I am a 1099 agent for Bankers Life and Casualty Company (BLC). As a BLC agent, I am also appointed with KFA through BLC.

Exams

• S66 Uniform Combined State Law Examination
  2003-10-08

Other Names

• Charles David Lee