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Reginald Mccall

LPl Enterprise, LLC

Baldwin, NY

Fort Mill, SC

Baldwin, NY

CRD 4686113

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-21
NY RA APPROVED 2024-09-27
SC RA APPROVED 2024-09-27
  • TX RA
    APPROVED
    Since 2024-10-21
  • NY RA
    APPROVED
    Since 2024-09-27
  • SC RA
    APPROVED
    Since 2024-09-27

Branch Locations

Baldwin, NY • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Baldwin, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Newark NJ 04/2012 09/2024
Prudential Insurance Company Of America Newark NJ 04/2012 09/2024
Lpl Enterprise, Llc Baldwin NY 09/2024 Present
  • 04/2012 → 09/2024
    Pruco Securities, Llc.
    Newark, NJ
  • 04/2012 → 09/2024
    Prudential Insurance Company Of America
    Newark, NJ
  • 09/2024 → Present
    Lpl Enterprise, Llc
    Baldwin, NY
Other Businesses

1) 12/29/2025-H&R Block-Tax associate-Tax Prep/Accounting/CPA-Inv Related-At Baldwin, NY-Start date 01/01/2026-48hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-02
S63 Uniform Securities Agent State Law Examination 2004-06-05
  • S66 Uniform Combined State Law Examination
    2024-05-02
  • S63 Uniform Securities Agent State Law Examination
    2004-06-05
Other Names
  • Reginald Mccall
  • Reginald Scott Mccall

View on SEC IAPD

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