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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2021-09-07 |
Branch Locations
4140 Grand Ave., Des Moines, IA 50312 • United States
Clive, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Des Moines | IA | 09/2014 | 06/2021 |
| Voya Financial Partners | Des Moines | IA | 09/2014 | 06/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2021 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2021 | Present |
| Principal Financial Group | Des Moines | IA | 07/2021 | 09/2021 |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 09/07/2021 2) FINANCIAL INTEGRATORS, 4140 Grand Ave, Des Moines IA 50312, 01/2025, W2 EMPLOYEE, DBA NAME, INV REL, 180 HR/MO - 140 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-10 |
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