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Daniel Affetto

First Trust Advisors LP

Wheaton, IL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2013-04-01
  • IL RA
    APPROVED
    Since 2013-04-01

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Wheaton IL 07/2003 Present
  • 07/2003 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-03-28
S63 Uniform Securities Agent State Law Examination 2003-10-27
  • S65 Uniform Investment Adviser Law Examination
    2013-03-28
  • S63 Uniform Securities Agent State Law Examination
    2003-10-27

View on SEC IAPD

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