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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2022-07-20
  • IN RA
    APPROVED
    Since 2022-07-20

Branch Locations

1850 Marketplace Boulevard, Shelbyville, IN 46176 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Pnc Investments Pittsburgh PA 03/2016 06/2022
Raymond James Financial Services, Inc. Shelbyville IN 06/2022 Present
Raymond James Financial Services Advisors, Inc. Shelbyville IN 06/2022 Present
First Financial Bank Shelbyville IN 06/2022 Present
  • 03/2016 → 06/2022
    Pnc Investments
    Pittsburgh, PA
  • 06/2022 → Present
    Raymond James Financial Services, Inc.
    Shelbyville, IN
  • 06/2022 → Present
    Shelbyville, IN
  • 06/2022 → Present
    First Financial Bank
    Shelbyville, IN
Previous Registrations
  • 2016-03-11 → 2022-06-30
    Indianapolis, IN
    Greenfield, IN
    Indianapolis, IN
    Mccordsville, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
  • 2015-05-20 → 2016-03-09
    Indianapolis, IN
    Greenwood, IN
  • 2006-03-22 → 2015-04-13
    Greenwood, IN
    Shelbyville, IN
    Franklin, IN
    Greenwood, IN
    Greenfield, IN
    New Palestine, IN
    Indianapolis, IN
    Greenwood, IN
    Columbus, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
Other Businesses

(1)Name of Business: Address: 8830 E. 50 S., Greenfield, IN, 46140, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/01/1999 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manage maintenance of the property, lease renewals or initiations, collect and deposit rents. (2)Name of Business: Nigh Racing LLC Address: 8830 E. 50 S., Greenfield, IN, 46140, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 07/01/2016 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife owns the business, started the business as a way to keep track of income/expenses/sponsorship for my son's auto racing. I am a signer on the bank account and physically work on the car during non business hours. (3)Name of Business: Ninety-Seven Rentals, LLC Address: 8830 E 50 S, Greenfield, IN, 46140, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/23/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing our rental properties, collecting rent, documenting leases, scheduling maintenance when needed. (4)Name of Business: Yellow Cardinal Brokerage Services Address: 1850 Marketplace Blvd, Shelbyville, IN, 46176-1976, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 06/27/2022 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-30
S63 Uniform Securities Agent State Law Examination 2000-04-04
  • S66 Uniform Combined State Law Examination
    2006-01-30
  • S63 Uniform Securities Agent State Law Examination
    2000-04-04
Other Names
  • A.J. Nigh
  • Anthony Jospeh Nigh
  • Aj Nigh

View on SEC IAPD

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