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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2011-09-22
  • PA RA
    APPROVED
    Since 2011-09-22

Branch Locations

111 East Uwchlan Ave, Exton, PA 19341 • United States

Newtown Square, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Exton PA 09/2011 Present
Mml Investors Services Exton PA 09/2011 Present
  • 09/2011 → Present
    Mass Mutual
    Exton, PA
  • 09/2011 → Present
    Mml Investors Services
    Exton, PA
Previous Registrations
Other Businesses

(1) NAME:DOMINIC MARINUCCI, INV REL:Y ADDR: RENTWELL, 630 PARKWAY DR BROOMALL PA 19008, NATURE:RENTAL PROPERTY,POSITION:OWNER, START:2006, NO HR/MO:0 NO HR/MO DUR TRADING:0. (2)DOMINIC MARINUCCI, INV REL:N ADDR:DELAWARE COUNTY COMMUNITY COLLEGE, 901 SOUTH MEDIA LINE RD MEDIA PA 19063, NATURE:COMMUNITY COLLEGE, POSITION: COURSE INSTRUCTOR, START:11/2016, NO HR/MO:6 NO HR/MO DUR TRADING:0. (2) NAME: PROSPIRE FINANCIAL, LLC INV REL: Y ADD: 111 EAST UWCHLAN AVE, EXTON, PA 19341 NATURE: LLC FOR DBA POSITION: OWNER START DATE: 11/06/2025 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: LLC FOR DBA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-03
  • S66 Uniform Combined State Law Examination
    2010-05-03

View on SEC IAPD

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