Eric Charles Earle

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2022-05-18

WI RA
APPROVED

Since 2022-05-18

Branch Locations

Oregon, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cuna Mutual Group	Waverly	IA	08/2008	Present
Cuna Brokerage Services, Inc	Waverly	IA	08/2008	Present
Lpl Financial Llc	Oregon	WI	05/2022	Present

08/2008 → Present

Cuna Mutual Group

Waverly, IA
08/2008 → Present

Cuna Brokerage Services, Inc

Waverly, IA
05/2022 → Present

Lpl Financial Llc

Oregon, WI

Previous Registrations

2008-08-15 → 2022-05-18

Cuna Brokerage Services, Inc.

Madison, WI

Madison, WI

Madison, WI

Union, KY

Madison, WI

Oregon, WI

Other Businesses

1.05/18/2022-CUNA Mutual Executive Benefits- Investment Related-5910 Mineral Point Road, Madison WI 53705-Non-Variable Insurance- Start Date: 8/4/2008-Time Spent Percent: 30%

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-10-31

S66 Uniform Combined State Law Examination

2005-10-31

View on SEC IAPD