Edward Leonard Hughes

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2024-03-22
TX	RA	APPROVED	2021-11-15
MD	RA	APPROVED	2010-04-29

DC RA
APPROVED

Since 2024-03-22
TX RA
APPROVED

Since 2021-11-15
MD RA
APPROVED

Since 2010-04-29

Branch Locations

7600 Wisconsin Ave 5Th Fl [Kw-Rbo], Bethesda, MD 20814 • United States

502 Hungerford Dr, Rockville, MD 20850 • United States

1700 K St Nw Ste 875, Washington, DC 20006 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Baltimore	MD	04/2010	11/2016
Wells Fargo Clearing Services, Llc	Baltimore	MD	11/2016	Present

04/2010 → 11/2016

Wells Fargo Advisors Llc

Baltimore, MD
11/2016 → Present

Wells Fargo Clearing Services, Llc

Baltimore, MD

Previous Registrations

2009-10-23 → 2010-04-30

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbia, MD

Columbia, MD

Towson, MD
2009-01-09 → 2009-10-23

Banc Of America Investment Services, Inc.

Columbia, MD

Towson, MD
2006-07-11 → 2009-01-29

Truist Investment Services, Inc.

Glen Burnie, MD

Baltimore, MD

Glen Burnie, MD

Hunt Valley, MD

Hunt Valley, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-07-10
S63	Uniform Securities Agent State Law Examination	2003-08-12

S66 Uniform Combined State Law Examination

2006-07-10
S63 Uniform Securities Agent State Law Examination

2003-08-12

Designations

Other Names

Edward Leonard Hughes
Edward Leonard Hughes
Edward Leonard Hughes
Tres Hughes

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews