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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2022-04-27 |
Branch Locations
4750 E 53Rd Street Suite 300, Davenport, IA 52807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Davenport | IA | 05/2016 | 04/2018 |
| Wells Fargo Clearing Services, Llc | Davenport | IA | 04/2018 | 12/2020 |
| Lpl Financial Llc | Clinton | IA | 12/2020 | 05/2021 |
| Wells Fargo Clearing Services, Llc. | Davenport | IA | 05/2021 | 04/2022 |
| Raymond James & Associates Inc, | Davenport | IA | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 2005-06-04 |
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