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David S. Paik

J.P. Morgan Securities LLC

Claremont, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-26
TX RA APPROVED 2022-01-26
  • CA RA
    APPROVED
    Since 2022-01-26
  • TX RA
    APPROVED
    Since 2022-01-26

Branch Locations

400 N. Indian Hill Blvd., Claremont, CA 91711 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Upland CA 09/2005 02/2018
Td Ameritrade, Inc. Glendale CA 02/2018 09/2019
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 09/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Alta Loma CA 04/2020 01/2022
Bank Of America, N.A. Alta Loma CA 04/2020 01/2022
Unemployed Eastvale CA 10/2019 03/2020
J.P. Morgan Securities Llc Claremont CA 01/2022 Present
Jp Morgan Chase Bank, N.A. Claremont CA 01/2022 Present
  • 09/2005 → 02/2018
    Scottrade, Inc.
    Upland, CA
  • 02/2018 → 09/2019
    Td Ameritrade, Inc.
    Glendale, CA
  • 02/2018 → 09/2019
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 04/2020 → 01/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Alta Loma, CA
  • 04/2020 → 01/2022
    Bank Of America, N.A.
    Alta Loma, CA
  • 10/2019 → 03/2020
    Unemployed
    Eastvale, CA
  • 01/2022 → Present
    J.P. Morgan Securities Llc
    Claremont, CA
  • 01/2022 → Present
    Jp Morgan Chase Bank, N.A.
    Claremont, CA
Previous Registrations
  • 2020-05-12 → 2022-01-24
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
    Alta Loma, CA
    Alta Loma, CA
    Alta Loma, CA
    Upland, CA
  • 2018-02-27 → 2019-09-11
    Td Ameritrade, Inc.
    Glendale, CA
  • 2018-02-26 → 2019-09-11
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Glendale, CA
  • 2017-02-06 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-06
S63 Uniform Securities Agent State Law Examination 2003-09-05
  • S66 Uniform Combined State Law Examination
    2017-02-06
  • S63 Uniform Securities Agent State Law Examination
    2003-09-05
Other Names
  • Seung Ho Paik
  • David Seungho Paik

View on SEC IAPD

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