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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2015-10-05 |
| ME | RA | APPROVED | 2005-01-26 |
Branch Locations
150 Capitol St Ste 1, Augusta, ME 04330 • United States
Falmouth, ME • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | South Portland | ME | 08/2003 | 03/2020 |
| Ameriprise Financial Services, Llc | Augusta | ME | 03/2020 | Present |
Independent Insurance Brokering; American General Financial Group; 02/27/2018; / John Hancock; 11/21/2008; Term Life / Prudential; 12/24/2008; / United of Omaha; 11/21/2013; .
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-12 |
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