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Andrew Phillip Sontag

Carlsbad Wealth Advisory Group, Inc.

Carlsbad, CA

CRD 4685106

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Employer firm

Carlsbad Wealth Advisory Group, Inc. CRD 146587

$238M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Carlsbad Wealth Advisory Group, Inc.

2011 Palomar Airport Rd Ste 101, Carlsbad, CA 92011 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-30
CA RA APPROVED 2008-03-26
  • TX RA
    APPROVED
    Since 2026-04-30
  • CA RA
    APPROVED
    Since 2008-03-26

Branch Locations

2011 Palomar Airport Rd Ste 101, Carlsbad, CA 92011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carlsbad Wealth Advisory Group, Inc. Carlsbad CA 03/2008 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-02
  • S66 Uniform Combined State Law Examination
    2006-03-02
Designations
  • Certified Financial Planner

View on SEC IAPD

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