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Gabriel Rangel

LPl Financial LLC

Houston, TX

Kingwood, TX

CRD 4685103

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-08-05
  • TX RA
    APPROVED
    Since 2014-08-05

Branch Locations

2601 1/2 Navigation Blvd, Houston, TX 77003 • United States

Kingwood, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rangel Interest Houston TX 10/2008 Present
Purple Lilac Houston TX 10/2008 Present
Lpl Financial Houston TX 07/2010 Present
  • 10/2008 → Present
    Rangel Interest
    Houston, TX
  • 10/2008 → Present
    Purple Lilac
    Houston, TX
  • 07/2010 → Present
    Lpl Financial
    Houston, TX
Other Businesses

1. 07/26/2010: RENTAL PROPERTY - PURPLE LILAC, LLC - FAMILY RENTAL PROPERTY PARTNERSHIP. 2. 7/9/2012: OTHER-NOTARY - LICENSED NOTARY WITH THE STATE OF TEXAS. - TIME SPENT 1% 3. 06/11/2014 - WRM Management - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - Not Investment Related - At Reported Business Location(s) - Start Date 10/20/2010 - 5 HOURS SPENT PER MONTH

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-05-02
S63 Uniform Securities Agent State Law Examination 2003-08-05
  • S65 Uniform Investment Adviser Law Examination
    2014-05-02
  • S63 Uniform Securities Agent State Law Examination
    2003-08-05
Other Names
  • Gabriel Rangel

View on SEC IAPD

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