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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-08-05 |
Branch Locations
2601 1/2 Navigation Blvd, Houston, TX 77003 • United States
Kingwood, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rangel Interest | Houston | TX | 10/2008 | Present |
| Purple Lilac | Houston | TX | 10/2008 | Present |
| Lpl Financial | Houston | TX | 07/2010 | Present |
1. 07/26/2010: RENTAL PROPERTY - PURPLE LILAC, LLC - FAMILY RENTAL PROPERTY PARTNERSHIP. 2. 7/9/2012: OTHER-NOTARY - LICENSED NOTARY WITH THE STATE OF TEXAS. - TIME SPENT 1% 3. 06/11/2014 - WRM Management - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - Not Investment Related - At Reported Business Location(s) - Start Date 10/20/2010 - 5 HOURS SPENT PER MONTH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-05 |
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