Eric Christopher Nichols

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-01-08
PA	RA	APPROVED	2004-10-22

TX RA
APPROVED_RES

Since 2021-01-08
PA RA
APPROVED

Since 2004-10-22

Branch Locations

3705 William Penn Highway Suite 200, Easton, PA 18045 • United States

2120 Perkiomen Ave., Reading, PA 19606 • United States

1 Belmont Avenue Ste. 1100, Bala Cynwyd, PA 19004 • United States

205 Granite Run Drive Suite 230, Lancaster, PA 17601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	07/2003	06/2020
Equitable Advisors, Llc	New York	NY	07/2003	Present

07/2003 → 06/2020

Axa Advisors, Llc

New York, NY
07/2003 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1) DBA: KARR BARTH ASSOCIATES | EDUCATED WEALTH STRATEGIES. 2) AUTHOR, FINANCIAL PLANNING BOOK, SINCE 5/2015, 30 HRS./MONTH. 3) Eric Nichols Investment Properties, LLC, sole member, since 9/25/2019, 0 hrs/mo 4) Educated Wealth Strategies, LLC, Non-Investment-related, nature of OBA: Member of a Limited Liability Company, position/title/relationship with OBA: member, manager., start date: 04/26/2020, 0 hours/month, Yearly Compensation: 0, duties relating to the OBA: "e provide a description of your role and responsibilities. none. I do all my business through my approved D/B/A Educated Wealth Strategies. The only function of this LLC is to protect the Educated Wealth Strategies name from someone else taking the name as a LLC. "

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-07-24

S66 Uniform Combined State Law Examination

2003-07-24

View on SEC IAPD