Sean Kristin Mccabe

Current Employers

Employment History

• 09/2012 → 03/2019
  Questar Capital
  Minneapolis, MN
• 09/2012 → 03/2019
  Questar Asset Management
  Minneapolis, MN
• 03/2019 → 01/2024
  Woodbury Financial Services, Inc.
  Yuba City, CA
• 03/2019 → 01/2024
  Woodbury Financial Services, Inc.
  Yuba City, CA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Yuba City, CA

Previous Registrations

• 2019-03-01 → 2024-01-19
  Woodbury Financial Services, Inc.
  Yuba City, CA
  Roseville, CA
• 2012-09-12 → 2019-03-01
  Questar Asset Management, Inc.
  Minneapolis, MN
  Yuba City, CA
  Roseville, CA
• 2011-02-22 → 2012-09-20
  Woodbury Financial Services, Inc.
  Rocklin, CA
• 2008-06-17 → 2011-02-16
  Commonwealth Financial Network
  Roseville, CA
• 2005-05-03 → 2008-06-24
  Woodbury Financial Services, Inc.
  Discovery Bay, CA
  Discovery Bay, CA

Other Businesses

1. JM WEALTH MANAGEMENT GROUP POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 8 START DATE: 03/01/2019 ADDRESS: 855 Harter Parkway, Suite 310, Yuba City CA 95993, United States DESCRIPTION: Run quotes for fixed life insurance and long term care insurance. 2. JM WEALTH MANAGEMENT GROUP POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2024 ADDRESS: 855 Harter Parkway # 310, Yuba City CA 95993, United States DESCRIPTION: Oversee staff who helps assist other Osaic advisors 3. PROSPERO WEALTH ADVISORS POSITION: Managing Partner NATURE: Currently Christian Baldree has it as an LLC, but we are working on a partnership agreement currently. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/02/2024 ADDRESS: 855 Harter Parkway #310, Yuba City CA 95993, United States DESCRIPTION: Running and presenting insurance quotes for life, annuity and LTC.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-03-25
• S63 Uniform Securities Agent State Law Examination
  2003-07-29