Christopher David Rockey

Current Employers

Employment History

• 05/2010 → 07/2018
  Capital One Investment Services Llc
  Bethesda, MD
• 12/2012 → 07/2018
  Capital One Financial Advisors
  Fairfax, VA
• 01/2015 → 07/2018
  Capital One Sharebuilder, Inc.
  Mclean, VA
• 01/2015 → 07/2018
  Sharebuilder 401K
  Seattle, WA
• 07/2018 → 01/2024
  Woodbury Financial Services, Inc.
  Mclean, VA
• 07/2018 → 01/2024
  Woodbury Financial Services, Inc.
  Mclean, VA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Vienna, VA

Previous Registrations

• 2018-07-11 → 2024-01-19
  Woodbury Financial Services, Inc.
  Vienna, VA
  Bethesda, MD
  Olney, MD
• 2015-01-28 → 2018-07-11
  Capital One Advisors, Llc
  Seattle, WA
  Annandale, VA
  Mclean, VA
• 2013-01-10 → 2015-01-28
  Capital One Financial Advisors Llc
  Melville, NY
• 2010-04-27 → 2012-05-03
  Capital One Financial Advisors Llc
  Melville, NY
• 2003-10-14 → 2010-05-07
  Chevy Chase Financial Services
  Bethesda, MD
  Bethesda, MD
  Bethesda, MD

Other Businesses

1. LIFE INSURANE POSITION: sole individual NATURE: Sole proprietor in the name of Christopher Rockey INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2018 ADDRESS: 8381 Old courthouse rd, suite 160, Vienna VA 22182, United States DESCRIPTION: I provide insurance and fixed annuity products to clients through providers that Woodbury does not have a direct selling agreement with. All commissions are ultimately paid through Woodbury through my grid. 2. CAPITAL HARVEST WEALTH PARTNERS POSITION: partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 35 START DATE: 07/16/2018 ADDRESS: 8381 Old Courthouse Rd, suite 160, Vienna VA 22182, United States DESCRIPTION: provide financial planning and investment options for clients

Exams

• S66 Uniform Combined State Law Examination
  2003-10-02

Designations

Other Names

• Chip Rockey